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Ritual
Performance
and the Gold Leaves
An introduction
to Ancient Greek reliquary inscriptions upon gold leaf,
by Ted Jenner. The author is working on
a publication of translations (with selected
original inscriptions and an in-depth Introduction) for Titus Books (expected in 2013). This essay was first published
in Percutio 2009 (added 15.06.2010).
Ritual
Performance and the Gold Leaves
The
Gold Leaves are a series of small, thin
gold lamellae dating from the late fifth
century BC to one in the third AD, which
have been discovered in various parts
of what used to be the Greek world in
tombs (but occasionally in other locations
in cases where the tomb has been robbed
of its contents). Rectangular or in the
shape of ivy or myrtle leaves, sometimes
folded into the form of a cylinder, these
diminutive tablets were placed on the
mouths or hands of dead initiates before
burial. The texts inscribed on the leaves
give instructions generally in a literary
or Homeric verse on what path the soul
should take in the afterlife (e.g. 'Petelia',
'Thessaly', texts and translations published
in Percutio 2 (2008)), or on what
the soul should say to Persephone, goddess
of the dead, when confronting her in the
Underworld as a suppliant. The emphasis
is on purity and/or privilege; the deceased
is identified as someone pure enough to
belong to the community of the gods; he,
very often she (many of these leaves have
been found in the tombs of women), has
credentials which enable her to drink
from 'Memory's Lake' where, presumably,
she will achieve total recall of her previous
incarnations. Eventually, after a number
of re-incarnations, she will join other
initiates on their journey to Elysium.
A
very contentious issue is the nature of
the cult and ritual to which these leaves
belong. Gunther Zuntz (1971) presented
a forceful if biased argument in favour
of a Pythagorean cult, based upon key
features mentioned in the texts such as
crucial distinctions between right and
left paths and a spring of Memory and
another of Lethe ('oblivion'). His argument,
however, was overturned almost overnight
by the discovery, at Hipponion in the
deep south of Italy, of a gold leaf lying
on the chest of a woman who had been buried
c. 400 BC in a stone chest covered with
stone slabs, i.e. in what is known as
a cist-grave. The Hipponion leaf, possibly
an ur-version, or something like it, of
the so-called B-texts (i.e. those that
direct the soul's journey in the Underworld),
reads in translation as follows:
This
is the leaf of Memory: when at death
.
. .
to
Hades' well-built halls; there is a spring
on your right
and
by it the cypress with its luminous sheen
where
the souls of the dead descend to slake
their thirst.
You
must not go near this spring or drink
its water.
Further
on you will find cold water flowing from
Memory's
lake; there are guardians standing over
it.
Shrewdly,
in their wisdom, they will ask you
why
you scour the darkness of Hades the Destroyer.
Say:
'I am a son of Earth and starry Heaven.
I
am parched with thirst and dying: quickly,
give me
the
cool water flowing from Memory's lake.'
And
the kings of the Underworld will pity
you
and
they will give you water from Memory's
lake
and
then you will pass along the sacred way
that other
initiates
and bacchants tread to their glory.
The
Bacchic initiates mentioned in the last
line imply ritual and funerary practices
with, at their centre, Dionysos as god
of rebirth and regeneration. Bacchic rites
were associated with Orphic rites by Herodotus
(2.81) who, however, went on to say that
such rites were really Egyptian and Pythagorean.
But a close connection between Orphism
and Bacchic initiation can be illustrated
quite graphically by the bone tablets
(5th c. BC) found at Olbia, formerly a
Greek colony in the Crimea. Some of these
tablets carry brief inscriptions, e.g.
'Life. Death. Life. Truth. Dio(nysos).
Orphics', and are thought to be tokens
of membership in an Orphic cult. Whatever
the case, Pythagorean, Orphic, or Bacchic
(and the Eleusinian Mysteries associated
with Demeter and Persephone should not
be left out of account), we are dealing
with a mystery cult or cults in which
only initiates were believed to achieve
redemption and rebirth after death. It
is quite possible that different leaves
belong to different cults, and Radcliffe
Edmonds (2004) has embraced this view.
Each group of leaves place a different
emphasis on the initiate's credentials:
in the so-called 'A-texts' (in which the
soul confronts Persephone), the stress
is on ritual purity; in the 'B-texts'
(e.g. 'Petelia', 'Hipponion'), divine
lineage; in the leaf from Pelinna in Thessaly
(see below), redemption at the hands of
Dionysos Lusios ('Dionysos the Redeemer').
Even so, the A- and B-texts share the
admonition to take the path to the right,
and one of the Atexts and at least one
of the B-texts contain, apparently, a
reference to Memory's gift; the leaf from
Pelinna shares with one of the A-texts
the mysteriously resonant formula of the
kid, ram or bull 'falling into milk'.
'There
are all kinds of problems about these
leaves', wrote M.L. West (1983), and here
it might seem that I am complicating even
further a subject already fraught with
complications, but I feel it is necessary
to ask if there is any evidence of ritual
performance in the texts themselves. The
subject is actually a promising field
of research for it is quite possible that
both the A- and B-texts reflect verse
dialogues between soul and guardians spoken
at initiation ceremonies or at the funerals
of members of the cult concerned. We can
even speculate where such dialogues might
have taken place: at sanctuaries of chthonic
gods such as the precinct of Persephone
and Demeter at Akragas (modern Agrigento)
in Sicily. This complex contains a labyrinthine
enclosure where initiands might have experienced
(endured?) a journey to Hades' kingdom
and the mysteries of death and rebirth.
The so-called 'Great Antrum' at Baiae
in the Bay of Naples (dated at c. 500
BC) is a striking example of this kind
of enclosure. A long passage, over 170
m. in length and oriented east-west, leads
to an inner chamber and water tank pointing
to the midsummer sunset. Here, at this
chamber, initiands might have been presented
to an imaginary Persephone, Eukles (Hades)
and Eubouleus (Dionysos), declaring, as
in the Atexts from Thurii, their purity
and consanguinity with the gods, thereupon
to be rewarded with a promise of immortality
from some hierophantic voice 'offstage'
impersonating Persephone. I should mention
in this context that not far from Baiae
lies Cumae where, in a necropolis apparently
reserved for Dionysiac or Orphic initiates,
an inscription (c. 450 BC) was found bearing
the rubric, 'None but Bakkhoi may be buried
here'.
Plutarch
(fr.178) describes an experience of the
Underworld in terms of an initiation,
for initiations were often staged as journeys
to the world of the dead. In the 19th
century, the first of the B-texts
to come to the notice of scholars, i.e.
'Petelia', was associated with the oracle
of Trophonios at Lebadeia in central Greece.
According to Pausanias (ix.39), a man
who wanted to consult this oracle had
to descend into a chasm, having first
taken a draught from the spring of Forgetfulness
(Lethe) to obliterate his memory of the
past and then another from the spring
of Memory to remember what he would see
in his descent. When he returned from
the innermost cave that he had eventually
been drawn into feet first, he was taken
to the nearby throne of Memory where he
was asked by priests what he had discovered
about his future. Apart from the rather
superficial point that at Lebadeia the
oracle seeker had to drink water from
both springs, there is an enormous difference
between the two quests in the purpose
of the descent and the function of the
waters of Memory. At Lebadeia, a living
man descends into an Underworld to witness
and remember a revelation about the future;
in the B-texts, the soul of an initiate
descends into the Underworld to remember
its past life (or lives). In ritual, and
here we are again assuming that the Gold
Leaves reflect the practices of initiation,
the waters of Memory might 'be used to
symbolize the initiate's training in memory
or understanding of the cycle of reincarnations
and the things she must do in this life
to remedy or atone for past lives' (Edmonds,
pp.107-08).
But
we can go further with Zuntz and Fritz
Graf and detect something of an 'order
of service' in at least two leaves where
a kind of 'rhythmical prose' (Zuntz) temporarily
replaces the verse. One of the leaves
from Thurii in the south of Italy was
found wrapped up inside a larger leaf
placed next to the skull of the deceased
(male) who had been cremated in a wooden
coffin some time during the 4th century
BC. The text reads in translation:
When
your soul forsakes the light of the sun,
take the right [ ] each step with all
due care.
'Welcome! after an ordeal you have never
been through before.
A
god you are and mortal no longer. You
are the kid that fell into milk.
'Welcome and rejoice! Take the path to
the right
for the sacred meadows and groves of Persephone.'
These
lines may lack the stunning imagery of
the B-texts, but what is particularly
interesting is the way a kind of hieratic
prose (line 4) emerges from the dactylic
verse in the first two lines and the versified
prose formula of the third line. In fact,
the most important line in this text,
acclaiming the deification of the initiate,
is in prose, but a rhythmical prose, for
in the Greek the two parallel clauses
each consist of nine syllables and three
accents. This transition from verse to
prose at the most significant point in
the text most probably reflects ritual
procedure at the funeral or the initiation
of a Bakkhos (Bacchic initiate; see next
text). At the very least it may echo a
formula used in such ritual. Zuntz adduces
an intriguing analogy: when the Pythagorean
mystic Apollonios of Tyana vanished in
a temple in Crete, his followers heard
a voice calling, 'go forth from earth,
go forth to heaven, go forth.' The Greek
announces deification in a 'rhythmical
prose' consisting of three parallel clauses.
Possibly
all the verse and prose formulae on the
gold leaves echo ritual. If the leaf from
Thurii does, then so too the more recently
discovered examples from Pelinna in Thessaly
in mainland Greece, which have been dated
by numismatic evidence to the end of the
4th century BC. These two lamellae, found
on the chest of a female skeleton, are
in the shape of ivy leaves; the verse,
almost identical on each leaf, mentions
Bakkhios (Dionysos) by name as having
released the soul of the deceased; while
the statuette of a maenad (female votary
of Dionysos) was found in the same grave
as the skeleton. Ivy, Bakkhios and maenad
together spell out Dionysiac mysteries
to which these leaves, like those from
Hipponion and Thurii, belonged, for the
Pelinna leaves return to the 'kid fallen
into milk' formula:
On
this day you died, thrice blessed, and
came into being.
Say
to Persephone that the Bakkhios himself
released you.
A
bull you leapt into milk,
suddenly you leapt into milk,
a
ram you fell into milk.
You
have wine as your mark of good fortune.
And
the same rewards await you beneath the
earth
______
as await the other
blessed souls.
And
once again the text is a combination of
dactylic verse and prose with the latter
confined to the acclamation of divinity
(lines 3-5), this time in three parallel
clauses each consisting of eight syllables
and three accents. The dactylic verse
continues in the last two lines, just
as the prose on the Thurii leaf is followed
by two lines of verse (trochaic and dactylic).
In other words, the prose acclamations
in both these texts stand out, as they
must have done in an oral performance
which would have been liturgical, not
literary, in nature (the texts themselves
are of course liturgy, not literature).
The voice in both the Thurii leaf and
the Pelinna leaves has been described
by Graf as that of a 'master of ceremonies'
who praises the soul at crucial points
in the journey through the Underworld
and promises it 'future bliss'. Perhaps
the voice is imagined to be that of Orpheus
himself, but it can also be interpreted
as that of a priest at the funeral of
an initiate or at an initiation ritual,
which was a preparation of the soul for
the journey into and through the Underworld
to the place of reincarnation or, in the
case of the leaves discussed in this paper,
to the Elysium that ultimately awaited
it.
'Suddenly
you leapt into milk.' This is the milk
of paradise, of course, but does this
phrase stem from a proverbial expression,
falling or leaping into milk meaning something
like finding oneself in the midst of abundance
(Graf )? Or does it refer, if only indirectly,
to the rôle of Persephone Kourotrophos,
the goddess who nourishes recently deceased
initiates conceived as infants at the
breast (Edmonds)? Then again, given the
rather distant and obscure connections
between these leaves and the Egyptian
Book of the Dead, the phrase might have
been inspired by the 'milk-yielding tree'
of the Egyptian Underworld. Whatever the
case, the milk is surely symbolic of the
state of paradise into which the initiate
has now leapt or fallen like the three
animals associated with Dionysos, albeit
one (the ram) very tenuously in the evidence
at our disposal. By this means, the initiate
is indirectly equated with the god via
a comparison with one or more of his emblematic
animals. Is it any wonder that the image
and its purport ('A god you are and mortal
no longer') was reserved for rhythmical
prose? Let Gunther Zuntz have the last
word: 'the transition from verse to prose
is a uniquely effective means of conveying
the significance of a uniquely effective
statement. Thus in the canon of the Mass
in the Roman Catholic Church, where everything
else may be set to music but not the words
of Jesus instituting the Eucharist. (Zuntz,
p.342).
_______________________
Bibliography
Radcliffe
G. Edmonds III, Myths
of the Underworld Journey: Plato, Aristophanes,
and the
'Orphic'
Gold Tablets,
Cambridge University Press, 2004
Fritz
Graf & Sarah Iles Johnston, Ritual
Texts for the Afterlife: Orpheus and the
Bacchic
Gold
Tablets,
Routledge: London & New York, 2007
C.G.
Hardie, 'The Great Antrum at Baiae', Papers
of the British School at Rome 37
(1969),
14-33
M.L.
West, The
Orphic Poems,
Oxford: Clarendon Press, 1988
Gunther
Zuntz, Persephone:
Three Essays on Religion and Thought in
Magna Graecia,
Oxford:
Clarendon Press, 1971
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